These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).

There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.

Date Form Company Investor Shares Ownership Change
09‑24 13D SWTX / Southwall Technologies Inc Bc Sw, Lp 7,281,307 16.8%
09‑23 13D PCN / PIMCO Corporate & Income Strategy Fund BANK OF AMERICA CORP /DE/ 417 44.31% 135.94
09‑23 13D PHK / PIMCO High Income Fund BANK OF AMERICA CORP /DE/ 578 24.89% 78.42
09‑23 13D VRSZ / Verso Corporation Lapetus Capital Ii Llc 2,321,914 6.69%
09‑23 13D VRSZ / Verso Corporation Bw Coated Llc 246,097 0.71%
09‑20 13D IGMS / IGM Biosciences, Inc. Baker Brothers Advisors LP 3,144,000 13.0%
09‑20 13D MCF / Contango Oil & Gas Company KING LUTHER CAPITAL MANAGEMENT CORP 4,568,494 5.3%
09‑20 13D ACHC / Acadia Healthcare Company, Inc. P2 Capital Partners, LLC 6,425,000 7.3%
09‑20 13D AMAG / AMAG Pharmaceuticals, Inc. Camber Capital Management LLC 4,390,000 12.9%
09‑19 13D CBPO / China Biologic Products, Inc. Hillhouse Capital Advisors, Ltd. 2,751,200 7.2% 2.86
09‑19 13D MACK / Merrimack Pharmaceuticals, Inc. Western Standard, LLC 842,913 6.3%
09‑19 13D MACK / Merrimack Pharmaceuticals, Inc. Newtyn Management, LLC 1,173,166 8.8% -1.12
09‑19 13D BRAC / Black Ridge Acquisition Corp. Black Ridge Oil & Gas, Inc. 3,190,500 11.9%
09‑18 13D BLUSF / BELLUS Health Inc. ORBIMED ADVISORS LLC 4,943,416 8.9%
09‑18 13D IMLE / TransBiotec, Inc. Mishal Devadatt M 20,534,857 9.5%
09‑18 13D BRAC / Black Ridge Acquisition Corp. Primo Vital Ltd 17,444,139 69.0%
09‑17 13D STSA / Sterling Financial Corp RA Capital Management, LLC 4,681,858 28.2%
09‑17 13D IMLE / TransBiotec, Inc. Lanphere Michael A. 71,545,623 33.3%

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.

Date Form Company Investor Shares Ownership Change
09‑23 13D/A LAUR / LAUREATE EDUCATION, INC. Sterling Capital Partners II L P 87,131,150 39.4% -14.72
09‑23 13D/A PFN / PIMCO Income Strategy Fund II BANK OF AMERICA CORP /DE/ 1,900 54.33% 5.74
09‑23 13D/A NCR / NCR Corp. Blackstone Holdings III L.P. 0 0.0% -100.00
09‑23 13D/A PTY / PIMCO Corporate & Income Opportunity Fund BANK OF AMERICA CORP /DE/ 5,038 59.23% 11.90
09‑23 13D/A PFL / PIMCO Income Strategy Fund BANK OF AMERICA CORP /DE/ 1,403 77.6%
09‑23 13D/A APEX / Apex Global Brands Inc. Cove Street Capital, LLC 4,189,058 24.74%
09‑23 13D/A SUP / Superior Industries International, Inc. GAMCO INVESTORS, INC. ET AL 761,701 3.03% -10.62
09‑23 13D/A GLOW / Glowpoint, Inc. PESSIN NORMAN H 402,004 1.0%
09‑23 13D/A HMLP / Hoegh LNG Partners LP Hoegh LNG Holdings Ltd. 15,257,498 45.9% 328.97
09‑23 13D/A LAUR / LAUREATE EDUCATION, INC. Wengen Alberta, LP 86,147,116 39.17% -14.83
09‑20 13D/A LGF.A / Lions Gate Entertainment Corp. MALONE JOHN C 2,917,008 3.53% -29.12
09‑20 13D/A LODE / Comstock Mining, Inc. WINFIELD JOHN V 14,961,904 15.8% -19.39
09‑20 13D/A OMCM / OmniComm Systems, Inc. WIT CORNELIS F 0 0.0% -100.00
09‑20 13D/A HLNE / Hamilton Lane INC Hla Investments Llc 25,939,626 49.0% -9.26
09‑20 13D/A UCLE / US Nuclear Corp. Chiang Richard 868,073 4.0% -28.57
09‑20 13D/A AQ / Aquantia Corp. GAMCO INVESTORS, INC. ET AL 0 0.0% -100.00
09‑20 13D/A ONTX / Onconova Therapeutics, Inc. 683 Capital Management, LLC 593,334 9.7% -52.91
09‑20 13D/A NVLN / NOVELION THERAPEUTICS INC. Healthcare Value Capital, LLC 1,400,000 7.4% -22.11
09‑19 13D/A TRK / Speedway Motorsports, Inc. SONIC FINANCIAL CORP 36,553,821 89.5% 25.53
09‑19 13D/A PGNX / Progenics Pharmaceuticals, Inc. Altiva Management Inc. 8,011,733 9.3% 8.14
09‑19 13D/A EMCI / EMC Insurance Group, Inc. Employers Mutual Casualty Co 21,674,238 100.0% 83.49
09‑19 13D/A CMCT / CIM Commerical Trust Corp. Urban Partners II, LLC 3,145,118 21.5% -20.07
09‑19 13D/A GNUS / Genius Brands International, Inc. Heyward Andy 2,402,368 19.99% -26.78
09‑19 13D/A ARQL / ArQule, Inc. Pontifax Management 4 G.p. (2015) Ltd. 8,844,587 7.35% -16.48
09‑19 13D/A BSTI / BEST Inc. Alibaba Group Holding Ltd 118,259,649 32.9%
09‑19 13D/A CBPO / China Biologic Products, Inc. Centurium Capital Partners 2018, L.p. 5,497,720 14.4% 8.27
09‑19 13D/A PED / Pedevco Corp. Sk Energy Llc 52,753,001 74.6% -9.02
09‑19 13D/A SEMG / Semgroup Corp. Buffalo Investor I, L.p. 2,654,411 3.4% -78.21
09‑18 13D/A INNV / Innovus Pharmaceuticals, Inc. ARMISTICE CAPITAL, LLC 300,000 11.5% 16.16
09‑18 13D/A CBR / CIBER, Inc. Legion Partners Asset Management, LLC 0 0.0% -100.00
09‑18 13D/A IMXI / International Money Express, Inc. Spc Intermex, Lp 14,792,858 38.9% -33.73
09‑18 13D/A TRK / Speedway Motorsports, Inc. GAMCO INVESTORS, INC. ET AL 0 0.0% -100.00
09‑18 13D/A IFLM / Independent Film Development Corp Noch Jake P. 298,894,542 51.01% 97.87
09‑18 13D/A GECC / Great Elm Capital Corp. Mast Capital Management, LLC 701,000 6.97% -13.09
09‑17 13D/A MCF / Contango Oil & Gas Company GOFF JOHN C 32,180,644 37.4% 85.15
09‑17 13D/A TRCO / Tribune Media Company GAMCO INVESTORS, INC. ET AL 1,782,626 2.02% -37.07
09‑17 13D/A FATE / Fate Therapeutics, Inc. Redmile Group, LLC 11,226,808 15.2% -6.17
09‑17 13D/A KKR / KKR & CO. L.P. VA Partners I, LLC 48,100,000 8.8% -11.91
09‑17 13D/A ARCO / Arcos Dorados Holdings, Inc. Staton Woods 5,605,581 4.52% -28.48

Source: Fintel.io/activists

submitted by /u/badpauly
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