These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).

There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.

Date Form Company Investor Shares Ownership Change
01‑15 13D IPFF / iShares International Preferred Stock ETF Counsel Portfolio Services Inc. 139,098 5.0581%
01‑14 13D CNTG / Centogene N.V. TVM Life Science Innovation I L.P. 2,791,247 14.1%
01‑14 13D SPEX / Spherix, Inc. CBM BioPharma, Inc. 1,939,058 40.2%
01‑14 13D INVU / Investview Inc. Cammarata Joseph 270,000,000 9.0%
01‑14 13D INVU / Investview Inc. Roma Jeremy James 200,000,000 7.3%
01‑13 13D MMSI / Merit Medical Systems, Inc. Starboard Value LP 4,965,000 9.0%
01‑13 13D GARS / Garrison Capital Inc. Corbin Capital Partners, L.P. 1,335,432 8.3% -22.43
01‑13 13D OFS / OFS Capital Corp Orchard First Source Asset Management, LLC 2,946,474 22.026% -1.23
01‑13 13D OCCI / OFS Credit Company, Inc. RESSLER RICHARD S 450,000 14.7% 0.00
01‑10 13D CUEN / Cuentas Inc. CIMA Telecom, Inc. 1,757,478 25.0%
01‑10 13D ESTR / Estre Ambiental, Inc. Gardner Sonia 15,058,764 %
01‑10 13D CG / The Carlyle Group L.P. Carlyle Group Management L.L.C. 231,184,525 66.6%
01‑10 13D DERM / Dermira, Inc. LILLY ELI & CO 7,057,984 12.9%
01‑10 13D GEMP / Gemphire Therapeutics Inc. E&Investment, Inc. 7,321,789 46.8%
01‑10 13D GEMP / Gemphire Therapeutics Inc. JK BioPharma Solutions, Inc 2,618,012 16.7%
01‑09 13D AHCO / AdaptHealth Corp. Class A Everest Hill Group Inc. 15,105,280 36.8%
01‑08 13D BGNE / BeiGene, Ltd. AMGEN INC 206,635,013 20.5%
01‑08 13D IFF / International Flavors & Fragrances, Inc Winder Investment Pte Ltd 21,552,326 20.0% 0.50

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.

Date Form Company Investor Shares Ownership Change
01‑15 13D/A PRMW / Primo Water Corp. Legion Partners Asset Management, LLC 200 0.0% -100.00
01‑15 13D/A EIM / Eaton Vance Municipal Bond Fund Karpus Management, Inc. 8,555,558 11.3% -8.87
01‑15 13D/A AKRO / Akero Therapeutics, Inc. venBio Global Strategic Fund II L.P. 3,322,138 11.6% -18.14
01‑14 13D/A MKGI / Monaker Group, Inc. In Room Retail Systems Llc 766,172 5.9% -43.27
01‑14 13D/A WHLR / Wheeler Real Estate Investment Trust, Inc. Khoshaba Daniel 838,977 8.7% 16.00
01‑14 13D/A DERM / Dermira, Inc. NEW ENTERPRISE ASSOCIATES 13 LP 3,502,922 6.4% -64.64
01‑14 13D/A WHLR / Wheeler Real Estate Investment Trust, Inc. Westport Capital Partners LLC 677,339 7.0% -23.91
01‑14 13D/A QIWI / QIWI plc Solonin Sergey 10,756,822 17.7% -14.49
01‑14 13D/A RRGB / Red Robin Gourmet Burgers, Inc. VIEX Capital Advisors, LLC 1,059,726 8.2% 22.39
01‑14 13D/A LJPC / La Jolla Pharmaceutical Co. TANG CAPITAL PARTNERS LP 8,220,575 30.2% 51.76
01‑13 13D/A ALEC / Alector, Inc. ORBIMED ADVISORS LLC 10,551,739 15.3% -7.27
01‑13 13D/A RILY / B. Riley Financial, Inc. Elliott Investment Management L.P. 2,181,036 8.1%
01‑13 13D/A AATDF / AA LTD Elliott Investment Management L.P. 41,565,658 9.6%
01‑13 13D/A BTU / Peabody Energy Corporation Elliott Investment Management L.P. 28,916,201 29.9%
01‑13 13D/A RRTS / Roadrunner Transportation Systems, Inc. Elliott Investment Management L.P. 34,155,020 90.7%
01‑13 13D/A EPC / Edgewell Personal Care Company GAMCO INVESTORS, INC. ET AL 2,217,021 4.08% 21.79
01‑13 13D/A DERM / Dermira, Inc. BAY CITY CAPITAL LLC 3,554,335 6.5% -34.34
01‑13 13D/A MKGI / Monaker Group, Inc. Monaco Investment Partners II, LP 1,926,534 14.8% -39.59
01‑13 13D/A BASA / Basanite, Inc. Loricco Ronald Joseph Sr. 25,308,333 12.6% -24.55
01‑13 13D/A JMEI / Jumei International Holding Ltd. Chen Leo Ou 50,892,198 42.9% 26.18
01‑11 13D/A QBAK / Qualstar Corp. BRONSON STEVEN N 849,570 41.98% 9.61
01‑10 13D/A TRMR / Tremor Video, Inc. Edenbrook Capital, LLC 3,548,483 7.62% -12.01
01‑10 13D/A ASPS / Altisource Portfolio Solutions S.A. ERBEY WILLIAM C 6,000,709 38.2% 14.03
01‑10 13D/A ELY / Callaway Golf Company JANA PARTNERS LLC 7,293,268 %
01‑10 13D/A JAG / Jagged Peak Energy Inc. Parsley Energy, Inc. 0 0.0% -100.00
01‑10 13D/A CRSP / CRISPR Therapeutics AG Bayer Global Investments B.v. 4,319,717 7.2% -43.75
01‑10 13D/A PNM / PNM Resources, Inc. GAMCO INVESTORS, INC. ET AL 2,148,400 2.7% -26.83
01‑10 13D/A EYEG / Eyegate Pharmaceuticals Inc. ARMISTICE CAPITAL, LLC 3,245,000 54.1% -15.20
01‑10 13D/A HIX / Western Asset High Income Fund II, Inc. Saba Capital Management, L.P. 8,676,714 10.2% -9.73
01‑10 13D/A ACIW / ACI Worldwide, Inc. Saba Capital Management, L.P. 28,070,534 19.0% 12.43
01‑10 13D/A IVFH / Innovative Food Holdings, Inc. Smith Denver Johnson 2,113,330 6.2% 14.81
01‑10 13D/A BLIN / Bridgeline Digital, Inc. Binsalamah Ziyad 139,570 4.99% 6.17
01‑10 13D/A GEMP / Gemphire Therapeutics Inc. Bisgaier Charles PhD 58,012 0.4% -96.23
01‑10 13D/A MOG.B / Moog Inc., Class B MOOG INC. STOCK EMPLOYEE COMPENSATION TRUST 966,322 22.88% -5.22
01‑09 13D/A QTM / Quantum Corp. VIEX Capital Advisors, LLC 3,215,145 8.7% -14.71
01‑09 13D/A HCFT / Hunt Companies Finance Trust, Inc. Hunt Companies Equity Holdings, Llc 2,249,901 9.0%
01‑09 13D/A CSS / CSS Industries, Inc. Ribs Capital, Llc 858,014 9.66% 6.98
01‑09 13D/A PWFL / PowerFleet, Inc. Abry Senior Equity Holdings V, Llc 6,941,754 18.92% 8.80
01‑09 13D/A LPG / Dorian LPG Ltd. BW Group Ltd 2,617,274 4.8% -9.43
01‑09 13D/A BRTX / BioRestorative Therapies, Inc. Broadrick Dale 23,817,951 48.2% 13.68
01‑08 13D/A OI / Owens-Illinois, Inc. ATLANTIC INVESTMENT MANAGEMENT INC 7,651,765 4.9% -5.77
01‑08 13D/A LFL / LATAM Airlines Group S.A. Costa Verde Aeronautica S.a. 130,165,390 21.46% -23.11
01‑08 13D/A ABCP / AmBase Corp. ISZO CAPITAL LP 0 0.0% -100.00

Source: Fintel.io/activists

submitted by /u/badpauly
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